WebApr 3, 2024 · Such Relief is subject to certain conditions, including, but not limited to, the Foreign Broker being (1) an affiliate of a CFTC-registered FCM, and (2) appropriately licensed or registered in a jurisdiction in which the CFTC has issued an exemptive order under CFTC Regulation 30.10. WebApprenticeship program means a plan containing all terms and conditions for the qualification, recruitment, selection, employment and training of apprentices, as required under 29 CFR parts 29 and 30, including such matters as the requirement for a written apprenticeship agreement. Department means the U.S. Department of Labor.
17 CFR Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS …
WebMar 25, 2015 · Order Under CFTC Regulation 30.10 Exempting Certain Firms Designated by Hong Kong Securities and Futures Commission From the Application of Certain of the Foreign Futures and Option Regulations as of the Later of the Date of Publication of the Order Herein in the Federal Register Web§ 30.5 Interpretations. Except as specifically authorized by the Commission in writing, no interpretation of the meaning of the regulations in this part and parts 31 through 36 and 39 by any officer or employee of the Commission other than a written interpretation by the General Counsel will be recognized to be binding upon the Commission. barbecue a gas usati ebay
Regulations - Federation Internationale de l
WebTo request CFTC Regulation 30.5 exemptive relief, IBs, CPOs and CTAs must: Firm must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS) File an Exempt Foreign Firm 7-R in ORS. Pay a … WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … WebIn particular, CFTC Regulation 30.4requires an intermediary seeking to act on behalf of a U.S. customer for the purpose of trading foreign futures or options to register in the … supervoting